Securities Law
Specialized knowledge and exceptional resources.

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Buffalo & Associates has experience advising companies on the legal issues arising with funding, what mechanisms to use and the best way to approach the process.

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Thinking outside the box and gaining insight from veteran attorneys who have helped companies through the process is the best way to approach securities.

Securities Law

United States securities laws and their accompanying regulations are changing rapidly. Call us if you need help understanding any of the following:

  • Securities laws in general
  • Choice of Security Sold
  • Convertible Notes
  • Preferred Stock
  • Equity and Debt Financing and related issues
  • Subscription Agreements
  • Risk Factors and Other Disclosure
  • Investor Questionnaires
  • Compliance w/ Securities Laws including Federal and State Forms and Filings
  • Disclosure Documents for Securities Transactions